Press room Home HLB International 中文
Audit & Assurance Services
Taxation Services
Regulatory & Financial Industries Services (RFI)
China Services
Our Services
Regulatory & Financial Industries Services (RFI)
Regulatory & Financial Industries Group (RFI)

Who we are

We are a specialist division within HLB Hodgson Impey Cheng, a firm of Chartered Accountants and Certified Public Accountants, with a history of over 60 years in Hong Kong. The Group specialises in regulatory and compliance issues concerning the financial services industry, as well as other industries which are heavily regulated. It is well experienced in dealing with the various regulatory bodies, such as the Securities and Futures Commission (SFC), the Hong Kong Stock Exchange (HKEx), the Hong Kong Monetary Authority (HKMA), the Law Society, the Occupational Retirement Schemes Office (ORSO) and the Mandatory Provident Fund Authority (MPFA).

What we offer

With the hindsight of several recent failures in the financial services industries, regulatory bodies in Hong Kong have introduced a number of stringent regulatory requirements, while new ones are being proposed constantly.

The purpose is to tighten control over these industries, especially where the public interest is involved. In addition, the number of on-site reviews and visits conducted by these regulators are on the increase. Dealing with the regulators are not easy and the burden of compliance is likely to increase further.

Keeping abreast of these developments is time consuming and requires considerable expertise. We posses that expertise and we ensure that clients are kept fully informed, at all times, to ensure they do not stand in breach of the regulations.

Related services include:
  • RFI Consultancy Services
  • RFI Special Investigation
  • Licensing & Listing Support
  • RFI System Setup & Review
  • Regulatory & Compliance Services
  • Annual Reporting to Regulators
  • Statutory & Rules Interpretation
How our services benefit you

Complying with the applicable regulations can be costly. Yet, not to do so will be far more expensive. We help clients keep abreast of developments in a constantly changing environment of complex regulations, assist them on regulatory issues, deliver practical solutions to clients in line with best practices, and ensure they pay no more than is required for compliance.

The HLB Hodgson Impey Cheng Group Advantage

As a division of the HLB Hodgson Impey Cheng Group, a firm of Certified Public Accountants, Consultants and Business Advisers, we can offer a formidable range of additional professional services. HLB Hodgson Impey Cheng has a history in Hong Kong of over 60 years.

Our association with HLB International provides access to first class audit, tax and advisory services globally. HLB International is a global network of independent advisory and accounting firms. Through the power of 38,732 professionals across 157 countries, we combine local expertise and global capabilities to serve client needs. HLB firms are locally established with deep roots in their local communities yet are closely connected with professionals from across the world.


Raymond Cheng - Chairman
Wilkie Au - Director
David Hui - Director

HLB Hodgson Impey Cheng Limited
31/F, Gloucester Tower, The Landmark, 11 Pedder Street, Central, Hong Kong SAR
Tel : +(852) 2810 8333
Fax : +(852) 2810 1948
E-Mail :