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Regulatory & Financial Industries Services (RFI)
Regulatory Compliance Services

Who we are

We are a specialist division within HLB Hodgson Impey Cheng, a firm of Chartered Accountants and Certified Public Accountants, with a history of over 60 years in Hong Kong. The Group specialises in regulatory and compliance issues concerning the financial services industry, as well as other industries which are heavily regulated. It is well experienced in dealing with the various regulatory bodies, such as the Securities and Futures Commission (SFC), the Stock Exchange of Hong Kong (SEHK), the Hong Kong Futures Exchange (HKFE), the Hong Kong Monetary Authority (HKMA), the Law Society, the Occupational Retirement Schemes Office (ORSO) and the Mandatory Provident Fund Authority (MPFA).

What we offer

With the hindsight of several recent failures in the financial services industries, regulatory bodies in Hong Kong have introduced a number of stringent regulatory requirements, while new ones are being proposed constantly.

The purpose is to tighten control over these industries, especially where the public interest is involved. In addition, the number of on-site reviews and visits conducted by these regulators are on the increase. Dealing with the regulators are not easy and the burden of compliance is likely to increase further.

Keeping abreast of these developments is time consuming and requires considerable expertise. We posses that expertise and we ensure that clients are kept fully informed, at all times, to ensure they do not stand in breach of the regulations.

Related services include:

  • RFI Consultancy Services
  • RFI Special Investigation
  • Licensing & Listing Support
  • RFI System Setup & Review
  • Regulatory & Compliance Services
  • Annual Reporting to Regulators
  • Statutory & Rules Interpretation

How our services benefit you

Complying with the applicable regulations can be costly. Yet, not to do so will be far more expensive. We help clients keep abreast of developments in a constantly changing environment of complex regulations, assist them on regulatory issues, deliver practical solutions to clients in line with best practices, and ensure they pay no more than is required for compliance.

The HLB Hodgson Impey Cheng Group Advantage

As a division of the HLB Hodgson Impey Cheng Group, a firm of Certified Public Accountants, Consultants and Business Advisers, we can offer a formidable range of additional professional services.  HLB Hodgson Impey Cheng has a history in Hong Kong of over 60 years.

Our association with HLB International provides access to first class audit, tax and advisory services globally.  HLB International, a world-wide network of independent professional accounting firms and business advisers is represented in 150 countries and 700 offices, covering every major jurisdiction and offering a service truly 'Global in reach - Local in touch'.


Raymond Cheng - Chairman
Jonathan Lai - Managing Director

HLB Hodgson Impey Cheng Limited
31/F, Gloucester Tower, The Landmark, 11 Pedder Street, Central, Hong Kong SAR

Tel : +(852) 2810 8333
Fax : +(852) 2810 1948
E-Mail :

RFI Bulletins

A complementary bulletin which serves the purpose of updating our clients and friends, on a regular basis, on the latest development in Rules and Regulations as well as other compliance issues within the financial sector in Hongkong. Please let us know should you wish to receive regular issues and kindly let us have your comments and feedbacks on the contents.